FCA COMPLIANCE MONITORING AND COMPANY CHECKER

Search and monitor FCA regulated companies

Distos turns the FCA Register into an AI-enriched monitoring platform for compliance, operations and risk teams who need to check firms & people, verify permissions and track regulatory change.

COMPLIANCE CHECKS · LIVEFCA · COMPANIES HOUSE · WATCHLISTS
Authorised firms with advice permissions · AR relationship changes
142 checks ↵
FirmStatusSignalFit
Northline AdviceAR · activePrincipal changeHigh
Cedar WealthAuthorisedPermission +High
Marshfield FinanceUnder reviewStatus changeMed
Harbour PlanningAuthorisedController linkHigh
3,214
monitored firms
142
checks due
27
new alerts
WHAT WE DO

From raw market signals to live commercial intelligence.

Distos ingests, resolves, enriches, and monitors the regulated financial services market — the engine that sits between public data and the workflows it unlocks.

Companies House
FCA Register
Firm websites
Social media
Public filings
News & announcements
DISTOS INTELLIGENCE LAYER
Understand
Classify firmsMap relationshipsVerify regulated status
Enrich
Crawl websitesDetect technologiesBuild profiles
Monitor
Track market changesSurface signalsIdentify movement
UNKNOWNUNDERSTOOD
Search & segmentation
Natural language search
Advanced filtering
Firm type categorisation
Watchlists
Saved firms
Dynamic lists
Account tracking
Monitoring & alerts
New firm alerts
Firm updates
Permission changes
Research & exports
Company profiles
Intelligence summaries
CSV export
Why teams choose Distos

From manual FCA checks to live compliance monitoring

Distos closes that gap by turning FCA Register data into a structured compliance monitoring workflow, helping teams search, triage and keep watchlists current while preserving official-source verification for material decisions.

Check firms faster

Search FCA-regulated firms by name, FRN, status, permissions, activities and related entities without working through one record at a time.

StatusisAuthorised
PermissionhasAdvising investments
RelationshipchangedAR network
—— 142 checks queued · watchlist live

Monitor permissions

Track the permission profiles and regulatory statuses that matter to onboarding, oversight, reviews and counterparty checks.

Watch people and ARs

Monitor appointed representatives, principal firms, controllers and people connected to regulated firms as relationships change.

Act on change alerts

Keep compliance watchlists live with signals for new authorisations, permission changes, status updates and relationship movements.

PERMISSION CHANGE · REVIEW11:04
Cedar Wealth — permission profile updated on monitored firm.
Compliance watchlist · FRN 311 884
Authorised firmsAppointed representativesPrincipal firmsControllersTrading namesIntroducersAuthorised firmsAppointed representativesPrincipal firmsControllersTrading namesIntroducersAuthorised firmsAppointed representativesPrincipal firmsControllersTrading namesIntroducersAuthorised firmsAppointed representativesPrincipal firmsControllersTrading namesIntroducers
Firm checksPermission screeningStatus monitoringAR alertsPeople monitoringReview exportsWatchlistsFirm checksPermission screeningStatus monitoringAR alertsPeople monitoringReview exportsWatchlistsFirm checksPermission screeningStatus monitoringAR alertsPeople monitoringReview exportsWatchlistsFirm checksPermission screeningStatus monitoringAR alertsPeople monitoringReview exportsWatchlists
Capabilities

Turn the FCA Register into a compliance monitoring workflow

Check, screen, monitor and refresh FCA-regulated firm data - without relying on one-off searches or stale spreadsheets.

CAPABILITY-01 · FCA Company Checker

Check FCA firms, FRNs and company profiles in one place

Distos helps compliance teams move from single-record lookups to structured checks across firms, trading names and regulatory profiles.

  • Search by firm name, FRN, trading name, status, permission and activity.
  • Review core FCA Register fields alongside enrichment signals.
  • Create reusable checks for onboarding, reviews and counterparty screening.
FCA company checkerMatched
Cedar Wealth · FRN 311884
Status
Authorised
FRN
311884
Firm type
Wealth manager
Review
Onboarding check
CAPABILITY-02 · Permission Screening

Check FCA permissions and regulated activities more clearly

Turn complex permission and activity data into practical filters that help teams triage firms before deeper verification.

  • Filter firms by permission profile, status, activity and firm type.
  • Shortlist records that need review, escalation or official-source verification.
  • Compare permission patterns across cohorts, networks and watchlists.
Permission screening
Advising investmentsActive
Arranging dealsActive
Managing investmentsReview
Profile fit2 active · 1 review
CAPABILITY-03 · People and AR Monitoring

Monitor people, controllers and appointed representative relationships

Distos makes it easier to understand the relationships around regulated firms and spot changes that can matter for oversight.

  • Identify appointed representatives, principal firms and connected networks.
  • Track people, controllers and firm relationships across FCA records.
  • Surface relationship changes that may need compliance review.
People and AR monitoring
Principal firmSentinel Wealth Network
Appointed repNorthline Advice
ControllerA. Matthews
Relationship change detected across monitored network.
CAPABILITY-04 · Watchlists and Alerts

Keep compliance watchlists current as FCA records change

Move from static spreadsheets to monitored lists that update as regulated firms change status, permissions or relationships.

  • Build watchlists for customers, counterparties, introducers and regulated networks.
  • Receive alerts for permission, status, authorisation and AR changes.
  • Export structured views for compliance workflows and internal review packs.
Watchlists and alerts27 alerts
Customer firms · permission review142Live
AR network oversight37Review
Monthly compliance packCSVCSV
BUILT FOR COMPLIANCE TEAMS

From FCA record to monitored watchlist

Distos turns regulatory search into a repeatable compliance workflow: define the checks, review the records, then monitor the firms, people and relationships that matter.

CHECK01

Define the firm, permission, activity, person or appointed representative pattern you need to check.

Firm nameFRNPermissionsAR networks
SCREEN02

Use Distos enrichment to convert FCA Register records into structured review and screening lists.

FCA RegisterCompanies HousePeople dataAI enrichment
MONITOR03

Monitor changes, export evidence and refresh watchlists as regulated firms change status or relationships.

WatchlistsStatus alertsReview exportsLive changes
FAQ

Frequently asked questions

Everything you need to know about using Distos for FCA company checks, permission screening, appointed representative monitoring and compliance watchlists.

Yes. Distos helps teams search FCA-regulated firms, FRNs, trading names, statuses, permissions and related entities. It is designed to make checks easier to triage, but material compliance decisions should still be verified against official FCA sources.

No. The FCA Register remains the official source of regulatory information. Distos structures, enriches and monitors FCA Register data so teams can search, segment and triage records more efficiently.

Yes. Distos turns permissions, activities and statuses into searchable filters so compliance teams can identify firms that match or do not match a required regulatory profile.

Yes. Distos helps identify appointed representatives, principal firms and relationship networks, and can support monitoring for changes that may need compliance review.

Yes. Distos helps surface people, controllers and relationships connected to regulated firms where that data is available from FCA records and enrichment sources.

Yes. Distos can support watchlists and alerts for changes such as new authorisations, status updates, permission changes and appointed representative movements.

This solution is built for compliance, risk, operations, onboarding, due diligence and oversight teams that need to check and monitor FCA-regulated firms at scale.

Yes. Distos supports export workflows so teams can use structured firm, permission and watchlist data in internal reviews, onboarding checks and compliance operations.

No. Distos provides data, search, enrichment and monitoring workflows. It does not provide legal, regulatory or compliance advice, and users should independently verify information before relying on it for material decisions.

Stop searching the market.
Start understanding it.

A 30-minute demo is enough to see where Distos fits in your workflow. Bring a target, a watchlist idea, or a question about the market.